Default Rates

$0-2,499

$2,500-6,249

$6,250-19,999

$20,000-49,999

$50,000-499,999

The greater of $150 or 3.9% of principal plus large Block and Misc. fees*, Alpine accounts the greater of $150 or 4.5% of principal plus large Block and Misc. fees

Greater of $150 or 5%

$150 + 2.99% but may be up to 5%

$150 + 2.8% but may be up to 5%

$175 + 2.5% but may be up to 5%

$250 + 2% but may be up to 5%

$750 + 1.5% but may be up to 5%

Subject to minimums

Minimums unless pre-negotiated are as follows:

*Full service commissions subject to minimum, which is the greater of $100 or $.09 per share, Block fee accessed on orders over 10,000 shares of .0005 per share.

Stocks less than $5 per share are subject to minimum charge equal to the greater of $100 or $54.95 plus 4% of principal amount. For purchases, cleared funds in the account are required. When selling, certificates / stocks in advance are needed.

Options Minimum $100 plus $9 per contract. Minimum total $200. Index options subject to $300 minimum.

MISC fees per ticket up to $65 per trade

The above schedule is guide for full service commissions. Your commissions are negotiated with your representative based on your level of service and activity and may be higher or lower than what is indicated. Read Before Investing