Scottsdale Capital Advisors

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Account Forms

 

Regular Accounts (non-retirement) New Account Form Supplement (Mandatory for all accounts) New Account Form Direct Business Only Private Placement Instructions and Forms Trust forms - Trustee Certification of Investment Powers Retirement Accounts ACAT IRA Account Transfer Form IRA Application Form ROTH IRA Application Form All other Retirement Accounts 144 Forms Rule 144 Restricted Stock Requirement and Instruction Stock/Bond Power Form Form 144 K Sellers Representation Letter Form 144 Sellers Agreement Brokers Rule 144 Affidavit Other Forms Security Deposit Agreement (SCA) Trust Account Form LOA Certificates and Cash Deposited Securities Checklist Alpine Deposited Securities Checklist Penson Non-Solicitation Letter Margin Disclosure Form Options Disclosure Document Day Trading Risk Disclosure Non-US Business Entities Disclosure Form Penny Stock Approval Form Penny Stock Form Stock/Bond Power Form W-8BEN Form W-9 Form Stock and Bond Power Affidavit of Domicile IRS Mark to Market Form IRS Instruction Form Protecting your Privacy Privacy Statement Switch Letter Switch Annuity / Disclosure Letter Breakpoint Mutual fund disclosure letter Policy Received Form Letter of Truthfulness Community Property Agreement Change of Dealer form See All Forms     Return Home Contact Us Return to Open Account Home